Sources and authorities
State-adopted rules and a federal court opinion. All are public documents.
Solicitation of clients
- North Carolina Rules of Professional Conduct, comment to Rule 7.3, published by the North Carolina State Bar. Source of the prohibition on soliciting by live person-to-person contact where a significant motive is pecuniary gain, of the statement that communications directed to the general public through a billboard, banner advertisement, website or television commercial are not solicitations, and of the passage describing the private importuning of the trained advocate in a direct interpersonal encounter. NC State Bar.
- Minnesota Rules of Professional Conduct, comment to Rule 7.3, published by the state revisor. Source of the statement that solicitations involving false or misleading information, coercion, duress or harassment, or contact with someone who has asked not to be solicited are prohibited, and of the sentence recording that live person-to-person contact of individuals especially vulnerable to coercion or duress is ordinarily not appropriate. Minnesota Revisor.
- Florida Bar v. Went For It, Inc., 515 U.S. 618 (1995), quoted from the official United States Reports. Source of the description of the Florida rules barring targeted direct-mail solicitation of victims and their relatives for 30 days following an accident or disaster, of the holding that in the circumstances presented they did not violate the First and Fourteenth Amendments, and of the reference to the Bar's two year study completed in 1989. GovInfo.
Why state versions and not the model text. The rules most states have adopted derive from a model code published by a private bar association, and that publication is copyrighted. We have therefore quoted the versions adopted and published by a state bar and a state revisor, which are public, and the Supreme Court opinion from the government's own printing of the United States Reports. This is the same approach we took on our vetting guide and it is not negotiable simply because the model text is easier to find.
What this page does not say. It does not accuse anybody. It does not tell you that a lawyer who contacted you breached a rule, because that depends on facts we do not have and on the rule in your state. And it does not suggest you have a claim against a lawyer, which is a different question from whether a regulator would be interested. Where we describe conduct as prohibited, we mean under the quoted rule of the quoted state.
What we have left out. We have published no figures for how often solicitation complaints are made or upheld, because we located no public source we had read that would support them. We have named no firm. And we have deliberately included section 09, on conduct that is not a red flag, because a page listing only warning signs would leave a reader suspicious of ordinary practice, which would be its own kind of inaccuracy.